UK: Surveillance
statistics: 1937-2011
(Compiled by Tony
Bunyan since 1977)
updated 12 August 2012
This Statewatch Observatory
covers: Official reports (now the Interception of Communications
Commissioner) on telephone-tapping 1937-2011
and the reports from the Chief Surveillance Commissioner which
covers covert surveillance by law enforcement agencies (LEAs)
from 2003.
The reports show the figures for England & Wales (from 1937-2010)
and Scotland (from 1967-2010) and from 2011 only for the UK
See:
Commissioner's
annual reports: Interception of Communications and Surveillance:
More information or a lot less?
- Interception
Commissioner claims giving more information would aid criminals
- Surveillance
Commissioner complains again about the lack of resources to do
the job properly
During the Second World
War the highest yearly total for warrants (for phone tapping and
mail-opening) issued was 1,682. This figure, despite the Cold
War and bombings by the Provisional IRA, was not surpassed until
1998 (1,763). Since 1997 the number of annual warrants (and modifications)
issued has risen from 1,712 to 8,274 (2010).
The
charts below gives the figures for the number of warrants issued
for telephone tapping and mail-opening issued for the period 1937-2011
in England and Wales; the warrants issued by the Secretary of
State for Scotland between 1967-2010 (and the number issued by
the Foreign Secretary between 1980-1984).
Since 2005 the number of requests for communications data from service providers are included. Latest report for 2011: Report of the Interception of Communications Commissioner (pdf)
The Interception Commissioner's report also covers access to "communications data" which refers to data concerning a phone-call, e-mail, fax, mobile phone-call (and location) and internet usage (which also reveals the "content" of the "communication"). Not to be confused surveillance warrants coming under the Chief Surveillance Commissioner reports 2004-2012 which covers covert information sources
The Interception Commissioner lists the number of requests for access to communications data (ie: traffic data) under RIPA Part I Chapter II from service providers. Much public attention, quite rightly, has focussed on the use by local authorities to obtain communications data however, the bulk of the requests are made by the police, Special Branch and MI5. It does not cover, or give figures for, the Foreign Office (MI6 and GCHQ) nor for Northern Ireland. In his 2007 report the Commissioner records: "I am pleased to say that more and more police forces are introducing automatic systems for the management of communications data requests" (emphasis added) and in the 2009 report that: "Of all the intelligence agencies the Security Service is the largest user of communications data and it has a fully automated system to manage its requirements." (emphasis added)
Requests for access to communications data from "communications service providers and internet service providers" have been put on record:
- 1 January 2005 - 31 March 2006:
439,054 giving an adjusted annual figure of : 351,243
- 1 April - 31 December 2006: 253,557, giving an adjusted annual
figure of: 338,076
- The year 2007: 519,260
- The year 2008: 504,073
- The year 2009: 525,130
- The year 2010: 552,550
- The year 2011: 494,078
No figures are given for subsequent
requests for access to the "content" of communications,
nor charges or convictions that result.
1. The 2005-31 March 2006 total figures for telephone-tapping were 2,407 (England, Wales and Scotland) and the number of "modifications" was 5,143. The fifteen months figures make annual comparisons difficult as quarterly figures have never been published. An extrapolation based on four quarters suggests that the total number of warrants and "modifications" during 2005 was 5,723 (up from 5,340 in 2004) and the highest figure ever.
2. The recording of figures changed in 1998 with the figures for "modifications" (change of telephone number, adding addresses etc) being presented separately (previously every change needed a new warrant to be issued). The combining of warrants issued with "modifications" is the only way to present historically comparable figures. The comparable figures for 2004 show that initial interception warrants were 1,973 plus 3,367 "modifications" making a total of 5,340 a rise of 9%.
3. As in previous years these figures only cover warrants issued by the Home Secretary and the First Minister in Scotland. They do not include warrants issued by the Foreign Office to GCHQ and MI6 nor those issued by the Northern Ireland Secretary of State.
For an explanation of how "modifications"
affect the overall figures and of other changes, eg: warrants
are now also issued for longer periods which means that fewer
rather than more warrants should be issued: see Statewatch
analysis: How changes in procedure disguise true surveillance
figures
Some general observations on the history
of interception can be made on the figures for England and Wales.
1) 1955 was the first year that the number of warrants issued for telephone-tapping was greater than those for mail-opening;
2) The record number of warrants issued in 1940 a total of 1,682 was exceeded for the first time in 1997 with 1,712 warrants being issued.
3) The high number of warrants between 1939-1941 is clearly attributable to the beginning of the Second World War; the rise in 1948 to the beginning of the Cold War and strikes, the post-war low point of 238 total warrants was in 1958 with the rise between 1971-1975 being due to industrial action combined with Cold War paranoia.
4) The total number of warrants was pretty steady in the 400's from 1976 until 1991.
5) A major change was introduced in 1998 and further changes in the recording methods with the introduction of the Regulation of Investigatory Powers Act 2000 (RIPA) on 2 October 2000. A major change in July 1998 stripped out the number of warrants which are "modified" (ie: a new address or phone number is needed) which previously required a new warrant to be issued. Thus in order to present historically comparative figures the number of "modifications" needs to be added to the number of initial warrants issued. The new charts below bring together the total figures for England, Wales and Scotland to reflect these changes. No figures have ever been issued for Northern Ireland.
In future are listed the following:
1) The overall figures for
England, Wales and Scotland (warrants plus "modifications")
- Table 1
2) The number of warrants issued for England and Wales (warrants
plus "modifications") - Table 2
3) The number of warrants issued for Scotland (warrants plus "modifications")
- Table 3
| Table 1: England, Wales and Scotland - Year | Interception warrants | Modifications | Total |
| 1990 | 581 | - | 581 |
| 1991 | 815 | - | 815 |
| 1992 | 966 | - | 966 |
| 1993 | 1,120 | - | 1,120 |
| 1994 | 1,047 | - | 1,047 |
| 1995 | 1,135 | - | 1,135 |
| 1996 | 1,370 | - | 1,370 |
| 1997 | 1,712 | - | 1,712 |
| 1998 | 2,031 | 172 | 2,203 |
| 1999 | 2,022 | 565 | 2,587 |
| 2000 | 1,900 | 722 | 2,622 |
| 2001 | 1,445 | 1,982 | 3,427 |
| 2002 | 1,605 | 2,143 | 3,748 |
| 2003 | 1,983 | 2,844 | 4,827 |
| 2004 | 1,973 | 3,367 | 5,340 |
| 2005-31 March 2006 - 15 months | (2,407) | (5,143) | (7,550) |
| Adjusted annual figure [*] | 1,926 | 3,797 | 5,723 |
| 1 April 2006-31 Dec 2006 - 9 months | (1,435) | (3,783) | ( 5,218) |
| Adjusted annual figure [*] | 1,913 | 5,044 | 6,957 |
| 2007 | 2,026 | 5,944 | 7,970 |
| 2008 | 1,712 | 5,754 | 7,466 |
| 2009 | 1,706 | 5,896 | 7,602 |
| 2010 | 1,865 | 6,409 | 8,274 |
| UK figures | |||
| 2011 | Single figure: 2,911 of warrants issued in the year, excluding those already in place at year end which are estimated to be 1,135 = 4,046 (**) | No figure provided. Estimated to be 7,377 (**) | 11,423 (**) |
Note [*]: Adjusted for three/four quarters, average
Note [**] Only a single global figure is provided for the whole
UK of warrants issued in the year.
This now includes warrants issued by the Foreign Secretary and
the Northern Ireland Secretary.
| Table 2: England & Wales | Telephone tapping warrants | Mail opening warrants. Modifications after 2001 | Total |
| 1937 | 17 | 556 | 573 |
| 1938 | 20 | 710 | 730 |
| 1939 | 29 | 973 | 1,002 |
| 1940 | 125 | 1,557 | 1,682 |
| 1941 | 180 | 862 | 1,042 |
| 1942 | 164 | 514 | 678 |
| 1943 | 126 | 329 | 455 |
| 1944 | 102 | 213 | 315 |
| 1945 | 56 | 90 | 146 |
| 1946 | 73 | 139 | 212 |
| 1947 | 110 | 190 | 300 |
| 1948 | 103 | 870 | 973 |
| 1949 | 133 | 641 | 774 |
| 1950 | 179 | 356 | 535 |
| 1951 | 177 | 486 | 663 |
| 1952 | 173 | 462 | 635 |
| 1953 | 202 | 459 | 661 |
| 1954 | 222 | 227 | 449 |
| 1955 | 241 | 205 | 446 |
| 1956 | 159 | 183 | 342 |
| 1957 | n/a | n/a | n/a |
| 1958 | 129 | 109 | 238 |
| 1959 | 159 | 101 | 260 |
| 1960 | 195 | 110 | 305 |
| 1961 | 183 | 75 | 258 |
| 1962 | 242 | 96 | 338 |
| 1963 | 270 | 128 | 398 |
| 1964 | 253 | 120 | 373 |
| 1965 | 299 | 93 | 392 [1] |
| 1966 | 318 | 139 | 457 |
| 1967 | 307 | 92 | 399 |
| 1968 | 333 | 83 | 416 |
| 1969 | 377 | 93 | 470 |
| 1970 | 395 | 104 | 499 |
| 1971 | 418 | 86 | 504 |
| 1972 | 413 | 95 | 508 |
| 1973 | 424 | 73 | 497 |
| 1974 | 436 | 93 | 529 |
| 1975 | 468 | 93 | 561 |
| 1976 | 410 | 62 | 472 |
| 1977 | 407 | 84 | 491 |
| 1978 | 428 | 44 | 472 |
| 1979 | 411 | 52 | 463 |
| 1980 | 414 | 39 | 453 [2] |
| 1981 | 402 | 46 | 448 |
| 1982 | 379 | 54 | 433 |
| 1983 | 372 | 53 | 415 |
| 1984 | 352 | 39 | 391 |
| 1985 | 403 | 40 | 443 |
| 1986 | 573 | 95 | 668 [3] |
| 1987 | 438 | 34 | 472 |
| 1988 | 412 | 48 | 460 |
| 1989 | 427 | 31 | 458 |
| 1990 | 473 | 42 | 515 |
| 1991 | 670 | 62 | 732 |
| 1992 | 756 | 118 | 874 |
| 1993 | 893 | 105 | 998 |
| 1994 | 871 | 76 | 947 |
| 1995 | 910 | 87 | 997 |
| 1996 | 1,073 | 69 | 1,142 |
| 1997 | 1.391 | 65 | 1,456 |
| 1998 | 1,646 | 117 | 1,763 |
| 1999 | 1,645 | 89 | 1,734 |
| 2000 | 1,559 | 49 | 1,608 |
| 2001 | 1,314 [4] | - | 1,314 |
| 2002 | 1,466 | - | 1,466 |
| 2003 | 1,878 | 2,525 | 4,403 |
| 2004 | 1,849 | 3,101 | 4,950 |
| Adjusted annual figure (2005 - 31 March 2006) | 1,794 (2,243)[5] | 3,799 (4,746)[5] | 5,591 (6,989)[5] |
| Adjusted annual figure (1 Apr-31 Dec 06) | 1,777 (1,333)[6] | 4,652 (3,489)[6] | 6,429 (4,822)[6] |
| 2007 | 1,881 | 5,577 | 7,458 |
| 2008 | 1,508 | 5,344 | 6,852 |
| 2009 | 1,514 | 5,267 | 6,781 |
| 2010 | 1,682 | 5,761 | 7,464 |
| 2011 | NO LONGER PUBLISHED |
[2] Cmnd 9438 states in the figures between 1980-1984 excludes warrants issued under the 1920 Official Secrets Act.
[3] The Report of the Commissioner for 1998 states in para.6 that the high figure for this year "is explained by the need to replace all the outstanding non-statutory warrants when the new Act came into force".
[4] From 2001 no separate figures for mail-opening warrants are to be issued.
[5] The five-quarter figures have been annualised.
[6] The three-quarter figures have been annualised.
| Table 3: Scotland | Telephone tapping warrants | Mail-opening warrants then "modifications" from 2001 | Total warrants issued for year |
| 1967 | 3 | - | 3 |
| 1968 | 10 | - | 10 |
| 1969 | 8 | - | 8 |
| 1970 | 14 | - | 14 |
| 1971 | 10 | 2 | 12 |
| 1972 | 15 | - | 15 |
| 1973 | 20 | - | 20 |
| 1974 | 33 | 5 | 38 |
| 1975 | 41 | - | 41 |
| 1976 | 41 | - | 41 |
| 1977 | 52 | 3 | 55 |
| 1978 | 42 | - | 42 |
| 1979 | 56 | - | 56 |
| 1980 | 50 | - | 50 |
| 1981 | 49 | - | 49 |
| 1982 | 79 | 2 | 81 |
| 1983 | 53 | 1 | 54 |
| 1984 | 71 | 4 | 75 |
| 1985 | 59 | 9 | 68 |
| 1986 | 84 | 4 | 88 [1] |
| 1987 | 54 | 3 | 57 |
| 1988 | 54 | 5 | 59 |
| 1989 | 63 | 1 | 64 |
| 1990 | 66 | 2 | 66 |
| 1991 | 81 | 1 | 82 |
| 1992 | 87 | 5 | 92 |
| 1993 | 112 | 10 | 122 |
| 1994 | 90 | 10 | 100 |
| 1995 | 137 | 1 | 138 |
| 1996 | 228 | 0 | 228 |
| 1997 | 256 | 0 | 256 |
| 1998 | 267 | 1 | 268 |
| 1999 | 288 | - | 288 |
| 2000 | 292 | - | 292 |
| 2001 | 131 | 194 ["Modifications" for following years, Note: 3] | 325 |
| 2002 | 139 | 258 | 397 |
| 2003 | 105 | 319 | 424 |
| 2004 | 124 | 266 | 390 |
| Adjusted annual figure (2005 - 31 March 2006) | 131 (164) | 318 (397) | 449 (561) |
| Adjusted annual figure (1 Apr-31 Dec 06) | 136 (102) | 352 (294) | 488 (396) |
| 2007 | 145 | 367 | 512 |
| 2008 | 204 | 610 | 814 |
| 2009 | 192 | 629 | 821 |
| 2010 | 183 | 648 | 831 |
| 2011 | NO LONGER PUBLISHED |
[2] It is noticeable that several of the rises in Scotland, especially for warrants to open letters, occurs during years when strikes played an important role, e.g. 1971, 1974, 1977, 1984 and 1985. It is also apparent that the overall figures for Scotland rose significantly during the 1980s (over the 1970s).
[3] From 2001 no separate figures are given for mail-opening warrants. But for the first time in 2001 there were an additional 194 "modifications". This the total for 2001 is 325, not 131.
| Foreign Secretary:Year [1][2] | Telephone tapping warrants | Mail-opening warrants | Total |
| 1980 | 136 | - | 136 |
| 1981 | 101 | - | 101 |
| 1982 | 92 | - | 92 |
| 1983 | 109 | - | 109 |
| 1984 | 115 | - | 115 |
[1] Figures for warrants issued by the Foreign Secretary have not been issued since 1984.
[2] The Report of the Commissioner for 1990 it states that it would be against the public interest to publish the number of warrants issued by the Foreign Secretary and the Secretary of State for Northern Ireland.